Forensic Engineers and Consultants

Archive: Subrogation

You’re Just Not My Type – Part 1: Guards

Selecting the best or most effective way to reduce or eliminate risk from a particular machine hazard is an extremely important process.  It can mean the difference between someone going home and hugging their wife and children…to never going home again.  The hazard control hierarchy (see figure below) is an available tool that illustrates what is known to be most effective to least effective when it comes to eliminating machine hazards or reducing the risk from those hazards to an acceptable level.  Removing the hazard by designing it out is by far most effective.  When this method can be used, the hazard is no longer present and obviously no one will ever be injured from it.  Next in line is replacing or substituting the hazard with something that may still pose some level of risk, but the residual risk is lower and determined to be at an acceptable level.  After those methods comes “Safeguard the Hazard”.  Engineering Controls that are used to safeguard hazards encompass many types of guards and devices that have a broad range of features.  These features are what can make them very effective in some applications and ineffective in others.  For this reason, it is extremely important that those who design and/or select guards and devices understand the tasks being performed and their associated hazards so that the most appropriate and effective guard or device is chosen and implemented.  Although very important considerations, the economic and technical feasibility of guard and device selection as well as human factors issues will not be addressed in this article.  Performing and using a risk assessment to help select effective guarding and risk reduction measures will also not be addressed in this article.

HAZARD CONTROL HEIRARCHY

ANSI B11.19, Performance Requirements for Risk Reduction Measures, is an American consensus machine safeguarding standard that provides guidelines for selecting and using engineering controls – guards and devices.  This standard broadly defines a guard used as an engineering control as “A barrier that provides protection from a hazard.”  Note that “shields” are different than guards in that they primarily serve to contain ejected materials, such as fluids and chips, inside the shielded area to prevent inadvertent contact to workers and passersby, whereas guards are used primarily to restrict or reduce access to a hazard or hazard zone.   Gates, doors, and various covers can be considered guards if they are being used in a manner to reduce risk and they meet the general guard requirements presented in ANSI B11.19.  Various types of guards include fixed, nip, movable, interlocked, adjustable, and perimeter.  Let’s look at several types of guards and a few of their distinct characteristics.

Fixed guards are most often selected when they do not need to be frequently removed or opened for tasks such as loading, unloading, or adjusting the machine.  Various factors help to determine what is considered “frequently removed or opened”.  These types of guards are typically secured in place with fasteners/hardware that require the use of a tool to remove them.  The use of retained or captive fasteners should be incorporated when feasible, as this helps to reduce the possibility of the fasteners being lost or misplaced.  This increases the likelihood that the guard will be reinstalled properly and will be effective when the machine is being operated and the hazard(s) is present.

Nip guards are used to prevent personnel from entanglement and contact hazards from in-running nip points.  An in-running nip point is defined in ANSI B11.19 as “any location where a part of the body could be drawn in and injured, between a rotating machine member and another rotating or fixed member, or the material.”  Hazards from in-running nip points are quite common on machines and it is important that they are identified and effectively guarded.  All of Annex F in ANSI B11.19 (R2024) is dedicated to helping to identify and effectively guard many types of in-running nip point hazards.

Examples of in-running nip hazards presented in ANSI B11.19, Annex F, Figure F.1

Movable guards tend to be more complex than fixed guards.  They must be able to move and allow intentional access to the hazard.  When feasible, the guard’s movable section must be interlocked or have the capability to be securely fastened with the proper fasteners or other security devices.  With the addition of an interlock device, the movable guard becomes an interlocked guard.

Interlocked guards are typically barriers or movable type guards that interface with the control system of a machine by using an interlock device.  An interlock is defined as a “mechanical, electrical, fluid power or other type of device or means to prevent a hazardous situation(s) under specified conditions.”   The intentional or unintentional actuation of the interlock device is used to prevent injury due to inadvertent access to the hazard.  ANSI B11.19 presents many characteristics of interlocked guards and guidelines and requirements for using them.

Access door with safety interlock feature.

Adjustable guards rely on trained and qualified personnel to inspect them and keep them properly installed and adjusted.  Adjustable guards must remain in adjustment regardless of process variables such as machine vibration or elevated temperatures.  It is also important that their adjustment and operation is closely supervised to help ensure that they remain at their maximum effectiveness for keeping personnel safe.

Perimeter guards have many possible configurations.  They can consist of a combination of fixed and/or movable guards and are used to prevent access to single or multiple hazards.  Perimeter guards must meet multiple requirements which are based on how they are being used, such as whether they will allow whole body access within the safeguarded space.

Multiple factors must be considered that will influence the selection, design, and implementation of guards, and this will impact their effectiveness as risk reduction measures for protecting personnel from machine and equipment hazards.  There are multiple ANSI and ISO safety standards and OSHA regulations that provide guidelines and requirements for the design and use of the many types of guards, such as the ones presented above, as engineering controls.  If you need an investigation into an accident involving a machine guard, or the lack of one, please consider one of Warren’s experienced mechanical engineering experts certified in machinery safety by the internationally recognized PILZ organization. In addition to being a global supplier of automation components, systems, and services, PILZ also provides the CMSE® (Certified Machinery Safety Expert) training and certification.

Bob Hickman is a Licensed Professional Engineer and Certified Machinery Safety Expert.  He has over 30 years of manufacturing and machine design experience in production and quality-driven environments.  Bob holds a Bachelor of Science in Mechanical Engineering from Clemson University.  Over his 30-year engineering career, Bob has designed many custom manufacturing machines and processes that improved quality, productivity, reliability, and safety.  He designed several machines to automate manual processes, replacing inefficient/unreliable manual equipment and has assisted with plant layout/production line planning.  He has significant experience with pneumatic systems and components, as well as hydraulics.  Bob regularly investigates personal injury, wrongful death, and product liability claims, as well as property damage claims involving machinery and equipment in a variety of environments for both insurance adjusters and attorneys.  Bob has an in-depth knowledge of many standards with emphasis on ANSI B11 standards for machine tool safety. 

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Stop or I’ll Soot!!!

Fire. Something about fire touches our brainstems…both good and bad!  Uncontrolled fire is terrifying and deadly to be sure.  But the controlled burning of wood at a campfire or in a fireplace in your home almost can’t be beat, to my mind! For that very reason, a fairly common amenity to houses nowadays is the gas log fireplace insert.

When not installed properly, these logs will generate soot. These soot particles can leave the fireplace and meander.  All. Over. Your. House.  Read More

Hidden Heat: The Unseen Hazard of a High Resistance Connection

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A typical residence can have upwards of 10,000 feet of electrical conductors installed, most of which are buried in the walls, attics and crawlspaces.  A commercial building can have 100,000 to upwards of 1 million feet of electrical conductors.  At each device such as a switch or a receptacle are at least three, and typically six or more connections of these conductors within a junction box.  The connections can be in the form of twisted connectors, screw terminals, push in terminals and crimped connectors.

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The Alphabet Soup of Expert Certifications

When consulting as an expert witness, having certifications can assist in establishing your credibility and qualifications.  If you’ve perused the Curriculum Vitaes of the experts at The Warren Group, Inc., you may have seen some of these letters trailing after our names.  What do they mean and what organizations grant them?  The following is a sampling of some of the certifications our experts have acquired: Read More

Don’t Get Burned With Your Gas Grill!

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If there is one thing Americans can agree upon, it is the enjoyment that comes from an outdoor barbeque.  Whether a summertime cookout or a fall BBQ to watch a football game, we all love the fun and fellowship that comes from sharing a meal that was prepared outdoors on a grill or smoker.  In fact, 64% of Americans own a grill or smoker.  The great majority of these are LP fueled gas grills with comparatively few natural gas fired grills.  These products can be enjoyed safely when designed, installed, and used in a proper manner.  However, given the grill’s use of flammable fuel gas and high temperatures, the potential exists for things to go wrong and result in burn injuries or uncontained fires that spread to the surroundings. Read More

Water Removal In Windows and Doors – Part 1: Weep Holes

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In architecture, the word fenestration is used to encompass the windows and doors in a building. During my twelve-year career as a design engineer in the fenestration industry, water infiltration resistance (I.E., stopping leaks) consumed almost as much time in the test lab as pressure or impact testing. During the life of typical exterior fenestration products, every driven rain is a test of the product’s water evacuation system. Most windows and doors handle water without much homeowner input, but poor, clogged or covered water drainage systems can allow moisture into the structure, where damage to flooring, walls, and molding may occur. Poor water infiltration resistance also increases the humidity in a living space. Read More

Fire Sprinkler History and Development

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Did you know that I’m passionate about fire protection? Instead of proving it with stories recounting soakings by numerous fire hydrant, fire pump, and deluge system tests, I will share more about fire sprinklers! (Working on solidifying my fire sprinkler nerd status!)

Automatic fire sprinklers have an over 150-year history, with Henry S. Parmelee being credited with Read More

WARREN Welcomes Mechanical Engineer Brian Tenace, M.S.M.E., P.E.

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Brian’s Areas of Expertise Include:

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The Life of a Smoke Alarm – How A Decade Flies!

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A smoke alarm milestone birthday party!

No kidding, I’m passionate about fire protection!  To prove it, I could tell you stories about the damage I have seen from various failures from freezes to fire pump cooling to what happens when a fire hydrant’s weep holes are clogged…. But instead, I will tell you about smoke alarms!

Although it’s still new in my head, my home just turned 10 years old. The decade has seen the replacement of two household appliances and at least one HVAC repair… now what? A paint and décor refresh?  Maybe, but that’s not what the fire protection engineer is thinking! It’s time to replace the smoke alarms! Read More

Dive Into Suction Tank Issues and Inspections

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Privately-owned water tanks supplying fire protection systems have a long history. The NFPA published the Standard on Gravity Tanks in 1909. It is one of the oldest NFPA codes, predating even the Life Safety Code’s precursor, the Building Exits Code, first published in 1927. The Standard on Gravity Tanks evolved over the years to become NFPA 22, Standard for Water Tanks for Private Fire Protection. The inspection, testing, and maintenance requirements for all types of private fire water storage tanks are laid out in NFPA 25, Chapter 9 – Water Storage Tanks. While there are about eight different types of fire water tanks, I’d assert that the most common type today is the steel suction tank. Read More

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